Vice President - Private Banking Audit
JPMorgan Chase & Co.
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The Internal Audit Department is accountable to the Audit and Examining Committees of the Board of Directors, the Office of the Chairman, senior management and the regulators. In this role, your responsibility will be to provide assurance that our internal control systems achieve the designed objectives. The global Audit team is responsible for assessing adequacy of the control environments across all of JPMorgan Chase businesses.
The Asset Management Audit Team is an integrated team of technology and business specialists who cover the Investment Management and Private Banking businesses.
Position Description:
Audit Manager (VP) position is based in Hong Kong within the Asia Asset Management Audit Team. The role will be primarily responsible for coverage of the Global Wealth Management (Private Banking) business in the region but will also have the opportunity to work on projects related to Investment Management business.
As a member of the Asset Management Audit Team in
- Perform detailed test work
- Partner with colleagues, clients and control community members to evaluate, test and report on the adequacy and effectiveness of management controls. This is conducted in accordance with department and professional standards and will require the presentation of root cause issues to senior client management
- Track management's corrective actions in response to control findings
- Disseminate best practice and lessons learned to colleagues and clients
- Identify and follow up on specific audit issues and ensure appropriate involvement with significant development efforts or projects. In this capacity members of the team are often asked to join the steering or program control committee's of major projects to provide continuous feedback on control issues or compliance with best practice standards
- Perform monitoring of periodic operational and financial related data to recognize patterns and trends with risk and control implications
- Build effective contacts and relationships with client management and colleagues through effective teamwork and innovating thinking
- The candidate will also be a member of the Regional and Global Asset Management Audit teams with the opportunity to travel throughout the region and interact with colleagues in Asia Pacific, EMEA and NY locations.
- CPA or equivalent
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A minimum of 8 + years of working experience with some exposure to asset management and the financial services industry including related processes/controls.
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Strong knowledge of investment products along with a good knowledge of the end to end transaction cycles and systems in asset management business will be a plus.
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Ability to understand potentially complex processes to identify and test key controls
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Strong interpersonal skills
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Excellent written and verbal communication skills
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Proficiency in Mandarin language would be a plus
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Ability to act independently with minimum direction and supervision
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Ability to carry out complex tasks under time pressure, whilst maintaining a high level of accuracy and quality
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Flexible to set individual goals and objectives to be consistent with those of the Audit department
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A good understanding of the local/regional regulatory requirements
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Flexible and adaptable to dynamically changing work environments, including travel where necessary
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Works well individually and in teams, shares information and supports colleagues
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