Compliance –VP – Bank Compliance - Japan

JPMorgan Chase & Co.

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• Providing advice to the GCB and CB business (at all levels) on regulatory issues, including updates, and assist in assessing the impact of any new regulations across the legal entities in Japan where the GCB and CB business resides, working closely with Treasury Service compliance officers, AML compliance officers, control room and other relevant compliance officers.
• Identify and assist in resolving compliance control gaps and make recommendations for enhancements where necessary.
• Contributing to the engagement with local regulators and law enforcement agencies concerning the conduct of business in Japan or involving Japan aspect.
• Conducting training and communication activities to ensure that employees are familiar with all relevant laws, regulations, policies and procedures
• Supporting the business with client related activities where appropriate - client seminars and training
• Leading and contributing to the implementation of policies and procedures both lines of business specific or location/legal entity wide.
• Advising management in the development of procedures and policies
• Participate in special projects as needed to support the Compliance agenda
• Leading and contributing to the location wide initiative for regulatory inspection, supervision/monitoring, and represent the GCB and CB lines of business

• Bachelors Degree and preferably additional professional or post graduated qualifications
• A minimum of 7 - 10 years relevant experience in a Financial Services.
• A broad knowledge base of the Japanese Financial Instrument Exchange Law (FIEL), the Japanese Banking Law and other regulations related to Fixed Income legal entities in Japan
• Demonstrated analytical and quantitative skills, including effective data analysis, investigative problem solving skills and ability to make sound decisions about compliance risks and recommend appropriate corrective action.
• Organized and able to execute responsibilities with minimal supervision; ability to prioritize multiple tasks and bring tasks to completion within established timeframes.
• Demonstrated ability to deliver accurate and high quality work product. Clear and concise verbal and written communication.
• Proven ability to communicate in difficult/sensitive situations and create consensus
• Demonstrated ability to manage the objective in the environment of regional/global organization and to represent Japan in that environment.

• Knowledge and experience regarding Japanese Fire Wall regulation would be big advantageous.
• Specific knowledge about Fixed Income and Banking Business related product would be also advantageous.
• Regulatory, Legal or Audit environment with preferably experience in working with regional Compliance partners

• Strong speaking and writing abilities in both Japanese and English.